£20000 - £25000 Per year Negotiable Salary
Administrator
Permanent,Full-time
Job Description
- Directly assisting the Compliance Manager in the execution of their regular and ad hoc duties
- Providing effective support and assistance in the undertaking of checks of all business partners, introducers, lenders and networks
- Undertaking and providing feedback on Adviser file checks to ensure AML, regulatory and Company policies achieve the required standards
- Fielding emails and calls from Advisors in relation to live cases and facilitating discussion relating to internal policies and regulatory compliance processes and case management.
- Helping to maintain accurate and relevant business records and centralised compliance registers
- Proactively identifying new responsibilities and looking for opportunities to streamline and draw additional value from the governance and compliance processes.
Required Knowledge, Skills, and Abilities
- 1-2 years experience of working within the FCA sector (Juniors, Case Administrator’s, Anti-Money Laundering)
- We will consider compliance candidates who have experience within the following sectors: Mortgages, Estate Agency, Accountancy
- Experience with the processes of file or audit checks, preferably within an FCA regulated environment
- Experience within a compliance, checking or audit capacity is essential
- Motivated and focused self-starter who has the ability to learn new skills
- A strong grasp of written English and excellent proof-reading skills
- Computer literate in Word, Excel and PowerPoint
- A flexible approach to work, and the ability to work well as part of a dynamic team
Reference no: 101753