Job Description

• Processing, monitoring and recording client transactions and documentation, ensuring accuracy and completeness, and that all regulatory requirements are adhered to.
• Regular reporting of transactional data.
• Managing advisers’ diaries; booking and coordinating client annual review meetings.
• Maintaining detailed client records
• Processing of payments and the reconciliation of bank accounts and commissions.
• Day to day administrative duties, including dealing with investment platforms, Powers of Attorney, Accountants and other professionals.
• Ad hoc duties as required, such as the organizing of small office events.
• Undertaking of Continuing Professional Development to meet regulatory and personal development needs.
• Complying with the company’s procedures relating to Consumer Duty Rules, Training and Competence and Financial Crime 

Required Knowledge, Skills, and Abilities