Job Description

As a Compliance Administrator your duties will include:

• Taking new requests from solicitors for compliance checks
• Undertaking investigation into new clients and identifying risk
• Creating reports for solicitors based on the outcome and results from compliance checks
• Dealing with all queries from clients and internal staff
• Ensuring conflict requests are processed within the companies SLA’s
• Advising solicitors on how to proceed with new clients

Required Knowledge, Skills, and Abilities

Experience working within a regulated environment such as financial services/insurance/legal Experience working within strict regulations and guidelines Strong analytical skills Excellent attention to detail Ideally educated to Degree level.