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Compliance Administrator
  • United Kingdom - London - City of London -
2 years ago
£38000 - £40000 Per year Base + commission + bens
Administrator
Permanent
Job Description

The role will face off to the Front Office and will be varied in nature.

Duties will include:

  • Acting as first point of contact for Compliance queries
  • Draft Compliance Policies
  • Liaison with Exchanges and Regulators
  • Administration of Compliance Training
  • Administration of Senior Managers Regime applications
  • Review and Distribution of Exchange Circulars

Required Knowledge, Skills, and Abilities
A minimum of 1 years Compliance Administration experience is required within Financial Services coupled with an education to degree (or equivelant) level. 

Reference no: 20085

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