The role will face off to the Front Office and will be varied in nature.
Duties will include:
Acting as first point of contact for Compliance queries
Draft Compliance Policies
Liaison with Exchanges and Regulators
Administration of Compliance Training
Administration of Senior Managers Regime applications
Review and Distribution of Exchange Circulars
Required Knowledge, Skills, and Abilities
A minimum of 1 years Compliance Administration experience is required within Financial Services coupled with an education to degree (or equivelant) level.