Job Description

To undertake client related administration, review work, reporting and implementation, in order to assist Independent Financial Advisers and Paraplanners in the provision of independent financial services to clients;

Typical Tasks:

• Maintenance of client and portfolio records;

• To assist in the preparation of client files for annual or half yearly reviews;

• Assist in the production of financial product and investment product recommendation reports;

• Preparing necessary paperwork and application forms for client meetings;

• Communicate with product providers on case progress, compliance issues and record keeping. Deal with provider errors and mistakes and rectify these;

• Assisting with research and producing fee analytics fund switch reports (inc charges schedule) in line with adviser recommendations

• Producing risk profiler results where required

• Ensure client authorization received to complete switch in line with MIFID II requirements

Required Knowledge, Skills, and Abilities

Good organizational and planning skills and to be able to keep a time record of work undertaken on behalf of clients; Understand the advice process and the need for a commercial relationship with clients; Strong communication skills and excellent analytical skills; and Good team player with a flexible approach.