Job Description

Duties including but not limited to:

• Conducting internal audits and firm-wide compliance reviews
• Undertaking fee earner file reviews and providing feedback/ corrective actions to be completed within an agreed time frame
• Supporting the head of risk in the preparation of the annual risk audit schedule in line with ISO27001 requirements
• Analysing data and reporting on audit activities, identifying trends and mapping processes
• Delivery of risk and compliance inductions
• Executing DSAR requests
• Anti-money laundering checks
• Planning and preparing for external audit visits
• Being the point of contact for compliance enquiries

Required Knowledge, Skills, and Abilities

The successful candidate must be able to demonstrate a minimum of 2 years' audit experience ideally within a legal/ professional services environment and will ideally hold the ISO9001:2015 audit qualification or similar.