Job Description

You are responsible for maintaining a strong and consistent control environment, promoting early operational risk identification and assessment, effective design and valuation of controls and sustainable solutions to mitigate operational risk. Responsibilities include:

• Risk identification and assessment including ongoing monitoring of operational risk and the control environment
• Control design and evaluation
• Issue management
• Governance and reporting including managing control committees and forums
• Partnering with the business to identify risks and associated controls in support of the Firm's control framework programs
• Performing control evaluation activities
• Coordinating risk-based process reviews and pre/post audit reviews
• Supporting ad hoc control agenda initiatives including risk-based process reviews
• Partnering with Internal Audit and CCOR (Compliance, Conduct and Operational Risk) during audits/reviews
• Participating in monthly/quarterly meetings with business partners based on a control agenda
• Understanding and implementing Corporate or policies, procedures, or other initiatives related to control enhancements and best practices
• Communicating effectively with business partners and other control functions
• Managing control issues and overseeing associated remediation plans

Required Knowledge, Skills, and Abilities