Compliance Manager
Full Time
Job Description
- Key day-to-day contact point for business line queries.
- Accountable for the completion of Compliance assessments to a professional standard.
- This will include process change and new product reviews through established internal processes such as Product Risk Management.
- Provide leadership of the Compliance Program within the business line through promotion, guidance, assurance, oversight and challenge
- Accountable for the execution of activities under the compliance program, including risk assessments, product reviews, regulatory change implementation, marketing material sign-off, training, monitoring and testing
- Accountable for timely and accurate submissions to regulatory bodies arising from requests/inspections.
- Key Compliance representative for FLOD(First Line of Defense) led projects e.g. business expansion, acquisitions, new products and services etc.
- Supports one or more of the initiatives under the Annual Compliance Plan.
- Act as Regulatory Specialist for relevant regulatory change management matters, participating in the implementation of Regulatory Change Management Projects applicable to the area of expertise/business area.
- Supports the Head of Compliance Frameworks and Reporting in designing and delivering Compliance training applicable to the area of expertise/business area.
- Facilitate, participate and consult in the execution of the Second Line of Defense assurance and monitoring programs.
- Promote a culture of compliance in the business through active engagement with management and staff providing advice, guidance and training
- Assist in group level Compliance tasks / projects e.g. queries, due diligence, reviews, as required to support the centralized teams based in Dublin
- Build strong relationships with senior business management, providing guidance, oversight, and challenge
Required Knowledge, Skills, and Abilities
- 6+ year’s experience in a Compliance role within Financial Services is essential, preferably with a credit institution or a payments services provider.
- Knowledge of key compliance and regulatory topics.
- History of practical application of Compliance risk management practices.
- Proven track record of working on own initiative and delivering practical outcomes to a professional standard.
- Excellent project management skills with a strong emphasis on prioritization, communication and delivery.
- Demonstrable experience of interaction and influencing at a management level.
- Experience in managing different stakeholders across first and second lines of defense.
- Strong oral and written communication skills.
- Collaborative in approach with strong emphasis on delivery and execution.
- Third level qualification (degree or similar) in a relevant subject (e.g. law, business, finance, etc.); Masters and / or relevant professional qualifications would be an advantage; with a Diploma in Compliance (or similar) beneficial.
Reference no: 90338